Cardiovascular outcomes among elderly patients with heart failure and coronary artery disease and without atrial fibrillation: a retrospective cohort study

Coronary artery disease (CAD) is the most common cause of heart failure (HF) and remains the primary cause of death, particularly in developed countries [1]. Approximately two-thirds of HF cases are attributable to underlying CAD [1]. HF is a chronic progressive disease that affected ~ 6 million people in the United States in 2012 [2]. Due to the aging of the US population and increased life expectancy, prevalence of HF is expected to increase to approximately 46% by 2030, resulting in > 8 million adults with HF [3]. HF due to left ventricular systolic dysfunction (LVSD), accounts for nearly half of HF cases [4]. Common risk factors for HF, such as hypertension and diabetes, also promote the development of atherosclerosis leading to CAD [5]. CAD accelerates the progression of HF with LVSD, leading to poor prognosis and a substantial increase in morbidity and mortality [6]. Given the increased burden of CAD in HF patients and the fact that CAD may have important therapeutic implications, the Heart Failure Society of America recommends testing for CAD in HF patients [1, 7]. Despite continuous improvements in HF management, morbidity and mortality remain unacceptably high: 22% of patients die within 1 year, and ~ 50% patients die within 5 years [3, 8]. The concomitant presence of CAD in HF patients has been reported to elevate the risk for cardiovascular (CV) outcomes including myocardial infarction (MI), IS, arrhythmia, mortality, and hospitalizations [9]. However, limited data evaluating the real world incidence of CV-related outcomes among hospitalized newly-diagnosed HF with LVSD patients with CAD and without AF is available. Additionally, HF patients without an atrial fibrillation (AF) diagnosis remain at considerably high risk for CV outcomes [10].

This was a longitudinal, retrospective cohort study using a 5% random sample of the US Medicare database, including patients aged ≥65 years from 01JAN2006-31DEC2013. Medicare provides health insurance coverage to ~ 42 million persons aged ≥65 years as well as nearly 9 million persons aged < 65 years with end-stage kidney disease or a disability. For each beneficiary, claims from all settings of care were linked to create a longitudinal record of their health encounters, diagnoses, and drug prescriptions. No patient identity or medical records were disclosed for the purposes of this study. Since the data used for this study were de-identified and only aggregate results were reported, the study was approved by the Institutional Review Board as exempt. Compliance with all applicable laws and the Health Insurance Portability and Accountability Act (HIPAA) regulations were maintained.

Patients were included in the study if they had ≥1 inpatient claim for HF (International classification of Diseases, 9th Revision, Clinical Modification [ICD-9-CM] code 428.xx) during the identification period (01JAN2007-31DEC2013); the discharge date of the first hospitalization was designated as the index date. Additionally, patients were required to have continuous enrollment in their Medicare health plan with medical and pharmacy benefits for ≥1-year pre-index date (baseline period: 1-year pre-index period including the index hospital admission). The follow-up period included the period after the index date until death, disenrollment from health plan, or end of the study period, whichever occurred first. Patients with evidence of HF during the 1-year period prior to the index hospital admission were excluded (Fig. 1).

HF patients with LVSD (ICD-9 CM codes 428.1, 428.20–428.23, 428.40–428.43) on the index date and without evidence of AF (ICD-9-CM code 427.31) in the baseline period (including the index hospital admission) were further stratified based on evidence of significant CAD in the baseline (including the index hospital admission) into CAD and non-CAD cohorts. We have included hospitalized HF patients without atrial fibrillation (AF) given the limited evidence on the burden of clinical outcomes as well as the conflicting evidence on the benefit of anticoagulation use in these patients [4]. Evidence of CAD was defined as having previously documented CAD (ICD-9-CM codes 410.x-414.x, 429.2, V45.81), history of prior coronary artery bypass graft (Current Procedural Terminology [CPT] codes 33,510–33,536 or ICD-9 CM procedure codes 36.10–36.17, 36.19), or history of percutaneous coronary intervention with or without stent (CPT codes 92,980–92,996 or ICD-9-CM codes 00.66, 36.01–36.09). Throughout the manuscript, included hospitalized HF patients with LVSD and without AF will be referred to as “HF with LVSD patients.” Additionally, newly-diagnosed HF patients identified with an inpatient or outpatient claim were included in a sensitivity analysis to see if there existed any differences in this population from the hospitalized HF population given the fact that the study included elderly patients aged ≥65 years.

A total of 312,151 newly-diagnosed HF patients with either an inpatient or outpatient claim were identified, which included 207,535 hospitalized HF patients. These hospitalized HF patients comprised the study sample for the main analysis. Among them, 22,230 (10.7%) were diagnosed with LVSD on the index date and had no evidence of AF in the baseline period. Among newly-diagnosed hospitalized HF with LVSD patients, 15,827 (71.2%) were included in the CAD cohort and 6403 (28.8%) were included in the non-CAD cohort (Fig. 1).

ACM, MI, and IS rates among HF patients with and without CAD in the entire follow-up period after PSM

All-cause mortality rate

The ACM rate in the CAD cohort was 34% at the end of 1 year, followed by 54 and 68% at the end of years 3 and 5, respectively (Fig. 2). The ACM rate did not significantly differ between the CAD and non-CAD cohorts (34.1% vs 35.2%, p = 0.0511) during the first year of follow-up nor during the entire duration of follow-up (80.0% vs 79.5%, p = 0.1124).

Cumulative incidence of myocardial infarction with death as competing risk

The cumulative incidence rate of MI in the CAD cohort was 36% at the end of 1 year, followed by 45, and 49% at the end of years 3 and 5, respectively (Fig. 3). The CAD cohort had a significantly higher cumulative incidence of MI during the first year of follow-up (36.1% vs 9.2%, p < 0.0001), as well as a significantly higher cumulative incidence rate of MI (50.0% vs 18.0%, p < 0.0001) during the entire follow-up period.

Cumulative incidence of ischemic stroke with death as competing risk

The cumulative incidence rate of IS in the CAD cohort was 12% at the end of 1 year, followed by 19 and 22% at the end of years 3 and 5, respectively (Fig. 4). As was observed with MI, the CAD cohort had a significantly higher cumulative incidence of IS during the first year (11.7% vs 9.4%, p < 0.0001) and the entire follow-up period (23.3% vs 18.7%, p < 0.0001).

To the best of our knowledge, this is the first real-world study to evaluate CV-related outcomes among HF with LVSD patients with concomitant CAD and without AF. Despite evidence in the literature regarding CV condition-related outcomes among HF and CAD populations separately, limited real-world evidence is available among patients diagnosed with concomitant HF and CAD, with LVSD and without AF in United States [9]. In this large cohort of hospitalized newly-diagnosed HF with LVSD patients without AF, patients with CAD were observed to have a significantly higher incidence of IS and MI and did not significantly differ in ACM rates compared to those without CAD. CAD is considered as a major cause of HF with LVSD and is prevalent in about two-thirds of the patients with HF with LVSD [14]. Additionally, CAD has been shown to adversely affect the prognosis in HF patients; the results of the current study help us to understand the impact of documented CAD among HF with LVSD patients. The results also provide evidence on stroke risk among HF with LVSD patients without AF, thereby allowing health care providers to enhance treatment planning among these hospitalized newly-diagnosed HF with LVSD patients without AF and with CAD.

The results of our study showed that the ACM rates did not significantly differ between the hospitalized HF with LVSD patients with and without CAD, probably due to the older age of the patients in both cohorts. Elderly patients have higher prevalence of multiple comorbidities, all of which complicate patient management thereby increasing the mortality rates [15, 16]. Among Medicare beneficiaries, two-thirds have multiple chronic conditions, with prevalence ranging from 62% in those aged 65–74 years, 75.7% in those aged 75–84 years, and 81.5% in those aged ≥85 years. However, the results of our sensitivity analysis in the total HF with LVSD patients showed that CAD cohort had significantly higher ACM rates than those without CAD in the entire follow-up period. Previous studies observed CAD as a significant predictor of mortality among HF patients with a hazard ratio ranging from 1 to 3.4 [17, 18]. Additionally, the results of our study showed that the 1-year mortality in this elderly HF population was ~ 35% in both cohorts, which is consistent with a previous study conducted by Hernandez et al., which observed a 32% mortality rate in older HF patients without AF [19]. These results highlight the poor prognosis and low survival rates among HF patients. Notably, the 1-year mortality rate in HF patients is high and comparable to that of cancer patients (~ 42%) [20]. Additionally, the given that about 20% of the patients had evidence of malignant neoplasm in the baseline period, the ACM rate in our study should be interpreted with caution as the cause of death cannot be attributed to either coronary events or heart failure.

The results of our study showed that among patients diagnosed with CAD, the cumulative incidence of MI was approximately four times higher for the 1-year post-discharge period and three times higher during the entire follow-up period as compared to HF with LVSD patients without CAD. The results indicate that the impact of CAD on follow-up MI was larger in the first year after HF diagnosis and declined a bit in later years but remained significantly higher over time. In a study conducted by Rusinaru et al., which evaluated 10-year outcomes among HF patients with CAD, the risk of MI was approximately 2.4 times higher in HF patients with CAD as compared to those without CAD [17]. Despite the differences in the study design and sample selection criteria, these studies support the findings in the current study, concluding that CAD is associated with higher risk of MI among HF patients. These results highlight the importance of developing an appropriate treatment strategy that may reduce the risk of MI in HF patients. Rivaroxaban 2.5 mg and 5 mg (twice-daily) has been shown to reduce the risk of composite efficacy endpoint (ACM, MI, stroke) among HF patients in the ATLAS-2 trial [21]. Additionally, the results of an unpublished subgroup analysis of ATLAS-2, which included clinically diagnosed HF patients at the time of their acute coronary syndrome event, showed that rivaroxaban 2.5 mg (twice-daily) reduced the risk of MI or stroke to 11.6% as compared to 18.6% in placebo [21]. Although these results suggest that treatment with rivaroxaban could be beneficial in improving overall health and thereby reduce the health care burden in HF patients, the results of a recent large landmark trial found that rivaroxaban 2.5 mg (twice daily) did not show a significant improvement for cardiovascular outcomes including death, MI, or IS among patients hospitalized with HF and reduced ejection fraction and with CAD and no AF [22]. The authors mentioned that the most likely reason for this could be that the thrombin-mediated events were not the significant drivers of HF-related events in recently hospitalized HF patients [22].

The results of our study showed that the incidence rate of IS was significantly higher in hospitalized HF with LVSD patients with CAD as compared to those without CAD. Evidence from the literature suggests that the incidence rate of stroke among HF patients with and without AF is approximately 0.85 and 0.69 per 100 person years, respectively [23]. Additionally, in a study conducted by Melgaard et al., the crude relative risk of IS was about 2 times higher in HF patients without AF as compared to those with AF [24]. These results highlight the considerably high risk of stroke in HF patients without AF, and the potential importance of anticoagulation in these HF patients with sinus rhythm. In a comprehensive review on the effectiveness of warfarin in reducing the risk of stroke in HF patients without AF, it was observed that warfarin had no convincing evidence of reducing mortality or vascular events [25]. Although warfarin use has shown some beneficial effect to reduce IS, the medication was associated with serious adverse events including increased risk of bleeding [25]. The efficacy of novel oral anticoagulants (rivaroxaban) on ACM, MI, and stroke among hospitalized HF patients without AF and with CAD is currently being investigated in the ongoing COMMANDER-HF trial [21]. Additionally, estimating the risk of stroke and mortality in HF patients provides an important tool to identify subset(s) of patients that may benefit from thromboprophylaxis [10].

In a sensitivity analysis of inpatient and outpatient HF with LVSD claims, the results remained consistent and support the robust finding of higher risk of MI in patients in the CAD cohort as compared to those in the non-CAD cohort during the 1-year and long-term follow-up periods. Despite the similar ACM rates between the two cohorts in the main analysis, the results of the sensitivity analysis showed that CAD is associated with a higher risk of ACM in HF with LVSD patients, which is consistent with the previous studies. Additionally, in contrast to the main analysis, the results of the sensitivity analysis showed that the incidence of IS was not significantly different in both the CAD and non-CAD cohorts during the 1-year follow-up period, although it is numerically higher in the CAD cohort. Therefore, CAD qualifies as a viable candidate for sub-classification among HF with LVSD patients due to the condition’s high prevalence and associated burden, irrespective of the patient being hospitalized. Further research will help to identify high-risk HF patients and provide efficient treatment, thus reducing the clinical and economic burden of the disease.

The findings from our study should be viewed in the context of some study limitations. Our study relied on retrospective claims data. While claims data are extremely valuable for the efficient and effective examination of health care outcomes, treatment patterns, and costs, they are collected for business purposes and not with research intentions. Additionally, incorrect coding may have resulted in misclassification. For example, the presence of a diagnosis code on medical claims may not indicate a positive presence of a disease and may be incorrectly coded or included as rule-out criteria rather than indicating the actual disease. Also, certain clinical and disease-specific parameters are not readily available in claims data including smoking status and HF severity, which may have influenced study outcomes. Furthermore, the study relied on diagnosis codes to define LVSD, resulting in a relatively smaller HF with LVSD population due to inadequate coding in the claims data. Conversely, using diagnosis codes to identify the HF with LVSD population may have resulted in higher sensitivity, while specificity is not certain as many people who had LVSD were not coded as such. Similarly, as AF in the baseline period was identified using diagnosis codes, it is possible that patients with AF were still included in the study. Further, it could be possible that AF occurred later during the post-index period, which was not captured in our study. The requirement of no HF diagnosis in the 12-month baseline period in our study may have failed to identify “true newly-diagnosed HF patients” as it is not necessary that all HF patients have annual health care visits; thus, many chronic HF patients may have been included in the study. HF is a heterogeneous condition, and this analysis does not distinguish between HF etiologies. Considering the fact that MI is a potent risk factor for HF, the results of our study could be biased and should be interpreted with caution as it is difficult to determine whether MI has caused HF or if HF caused MI. Further analysis is needed to better understand differences in the burden of disease in these patient groups. The current study represented only US data from a specific subpopulation (Medicare enrollees) who were mostly elderly patients. Therefore, the general applicability of our findings to younger patients requires further study.

HF with LVSD patients with CAD and without AF were at a substantially higher burden of MI and IS within the first year of diagnosis, resulting in a poor prognosis. The impact of CAD on CV-related outcomes is substantial, with a higher burden of MI and IS during the entire follow-up period. Although HF with LVSD patients with CAD had a similar ACM rate as those without, mortality was high, warranting optional treatment to improve patient outcomes. Secondary prevention and appropriate management of CAD for this high-risk population may further reduce HF-associated burden.